Brief
Report
Variability of the Immunologic and Clinical Response in Dystonic Patients
Immunoresistant to Botulinum Toxin Injections
Charulata Sankhla, Joseph Jankovic, and *Drake
Duane
Movement Disorders Clinic, Department of Neurology,
Baylor College of Medicine, Houston, Texas: and *Arizona Dystonia
Institute, Arizona State University, Scottsdale, Arizona, U.S.A.
Summary: Immunoresistance (Ab+) to botulinum toxin
type A (BTX-A) has been a serious concern since the introduction
of BTX-A in the treatment of dystonia and other disorders associated
with abnormal muscle contractions. We studied seven patients who
developed Ab+ and later reverted to antibody negative (Ab-) status.
These seven patients, six women (mean age, 56 years; range, 41-80
years), with an average duration of dystonia for all patients of
197 months (range, 84-360 months), received a total mean cumulative
dose of 1659 units (U) (range, 810-1975 U), with an average dose
of 207 U per visit. All of these patients became unresponsive to
BTX-A treatment and became Ab+ as determined by mouse bioassay.
Their response to BTX-A after they reverted to Ab- was analyzed.
The average latency between the initial BTX-A treatment and development
of Ab+ was 27 months (range, 15 3 months). The average duration
between the detection of Ab+ status and subsequent reversal to Ab-
status was 30 months (range, 10-78 months). Six of these Ab- patients
were reinjected with BTX-A, and all six benefited from repeat injections
comparable with their earlier response. Three patients lost their
clinical response to subsequent injections and were found to be
again Ab+. Two of the five patients who became immunoresistant to
BTX-A received botulinum toxin type F (BTX-F) injections and one
patient received a single session of BTX-B with improvement in their
symptoms. In conclusion, this unique group of patients who were
Ab+ and became Ab- responded favorably to repeat BTX-A injections,
but some lost the benefit with subsequent injections. These observations
suggest that the anamnestic immunologic response to BTX-A can wane.
but can be reactivated by repeat BTX-A treatments. The presence
of antibodies did not interfere with the response to BTX-F or BTX-B
injections, thus confirming the antigenic specificity of various
BTX serotypes. Key Words: Dystonia-Botulinum toxinAntibodies-Immunoresistance.
Botulinum toxin type A (BTX-A) has proven to be
an effective symptomatic therapy for various disorders manifested
by abnormal muscle contractions, including dystonia, tremors, and
tics.' Since its introduction into clinical practice by Schantz
and Scott in 19774, there have been concerns about its potential
antigenic properties. 2-4The specific neutralizing antibodies to
BTX-A, detected by mouse protective bioassay, render it therapeutically
inactive after further administration. In one study5, younger age
at onset of the disease, higher mean dose per visit, and high total
cumulative dose were identitled as the chief factors predisposing
patients to devel opment of the antibodies. In addition, booster
injections, given within I month of the original injection, markedly
increase the risk of immunoresistance (Ab+)6. The frequency of these
Ab+ patients in a dystonic population has been reported to vary
from 3.1% to 4.3%.6-8
We studied seven patients with dystonia who after
repeat treatments with BTX-A developed Ab+ and became unresponsive
to BTX-A. Over time, however, their Ab+ status reverted to Ab- status
and they were reinjected with BTX-A. Three patients who were still
BTX-A Ab+ were injected with botulinum toxin type F (BTX-F) or BTX-B.
This report draws attention to the immunologic and clinical response
in this unique group of patients.
PATIENTS
AND METHODS
Seven
patients, six with cervical dystonia and one with oromandibular
dystonia immunoresistant to BTX-A therapy (Ab+), were retested by
mouse bioassay for the persistence of neutralizing antibodies. Six
patients were women (mean age, 56 years; range, 41-80 years). This
bioassay, originally described by Hatheway and Dang9 and others10
detects the ability of the patient's serum to block the effect of
a lethal dose of BTX-A. The assay is performed by injecting 5 units
(U) of toxin intraperitoneally with 0.4 mL of patient's serum into
each of four mice. The assay was positive when three or more mice
survived and negative when three or more mice died. A positive assay
indicated that the serum contained > 0.052 IU/mL of type A antitoxin.
The
response to repeat BTX-A injections was also assessed in some patients
by injecting 15 U into the right frontalis muscle or the corrucrator
muscle and observing for asymmetry in forehead wrinkles or in frowning,
indicative of weakness in the injected muscle and hence a response
to BTX-A. In some, the response to repeat BTX-A injections was based
on the information provided by the patients, by their daily diary
of their symptoms, or by interviews of the spouse or friends. The
peakeffect score, defined as the maximum benefit after the injection.
was rated on a 0-4 scale based on this information (0 = no effect;
1= mild improvement; 2 = moderate improvement; 3 = moderate improvement
in severity and function; and 4 = marked improvement in severity
and function).11 Six patients reverted to Ab- status and are included
in this report.
CASE
REPORTS
Patient
2
This
66-year-old woman was initially evaluated by us in 1987 for a 10-year
history of cervical dystonia and essential tremor. In 1980, electrodes
were implanted at another institution, presumably for deep brain
stimulation in both thalami. Her cervical dystonia improved during
the test stimulation, but the procedure apparently did not help
when the system was internalized. She was first injected with BTX-A
in 1987 and received a total cumulative dose of 1800 U in six sessions
over a 20-month period. She then failed to respond to subsequent
BTX-A injections and was found to be Ab+ in December 1988. In 1989,
she had surgical denervation with excellent benefit postoperatively
and could maintain her head in the primary position most of the
time. Three months later, however, she developed head tremor, which
responded to primidone. She then received BTX-F injections over
a period of 2 years and benefited considerably from these treatments,
but the improvement after each set of injections lasted only 2 months.
In 1995, 78 months after the last BTX-A injection, she was rechecked
for antibodies to BTX-A and was found to be Ab-. She was reinjected
again with BTX-A in January 1996, with grade 3 improvement in her
symptoms, but she had no improvement in her symptoms when reinjected
in April 1996. She was reinjected in July and November t996 again
with grade 3 improvement according to the previously described scale.
She was retested for antibodies again and was found to be Ab+ 15
months after the necative response. Although this result was determined
by the Western blot. the patient elected not to be reinjected or
retested by the mouse bioassay.
Patient
3
This
80-year-old woman had an onset of cervical dystonia at age 50. She
was first treated with BTX-A in 1990. By 1992, she had received
a total of 1975 U over 10 visits, which included boosters. She was
found to be Ab+, but 10 months later she was found to be Ab-. She
subsequently received three series of BTX-A injections at 4-month
intervals. The first two were markedly successful and produced clinical
improvement in the dystonia, complicated by mild neck weakness and
with weakness of the right frontalis muscle injected simultaneously.
The third was unsuccessful. She was found to be Ab+, but six months
later she was again Ab-. A retreatment with 400 U of BTX-A had a
good response, and she continues to benefit from subsequent BTX-A
injections even at 7-month intervals. This patient has also been
included in other studies.12
Patient
4
This
56-year-old woman had an onset of cervical dystonia at age 48. After
nine visits, including booster injections separated by 2 weeks,
and a total dose of 1875 U of BTX-A over 43 months, she became unresponsive
to further treatments and was found to be Ab+. Surgical denervation
provided only limited benefit. Fourteen months after she was found
to be Ab+ she was retested and was Ab-. She received 495 U of repeat
BTX-A injections with moderate improvement in her pain, but only
slight improvement in spasm. She also had focal weakness of her
right frontalis muscle. When retested in August 1996, she was again
Ab+.
Patient
5
This
60-year-old woman with posttraumatic oromandibular dystonia that
began following the replacement of old dentures was initially treated
with splints by her dentist without benefit. Treatment with clonazepam,
baciofen, and trihexyphenidyl was tried, with only limited benefit.
An otolaryngologist administered her first BTX-A injections on October
1991, and she had mild improvement. Subsequent five sets of injections
provided limited or no benefit. She was found to be Ab+ in December
1994. but repeat antibody testing in February 1996 was negative.
She was reinjected with 200 U BTX-A and had grade 2 benefit with
reduced pain at 3 months after injection.
Patient
6
This
49-year-old woman had an onset of cervical dystonia at age 36. She
received a total of 1500 U BTX-A over 26 months after 11 visits,
including boosters. She became unresponsive to BTX-A treatment and
was found to be Ab+ in October 1992. Surgical denervation in November
1993 provided excellent benefit. She was found to be Ab- when retested
in October 1996. Reinjection of BTX-A into her right frontalis muscle
produced focal weakness and asymmetric frontalis muscle contraction.
She has not been reinjected with BTX-A in her neck.
Patient
7
This
41-year-old woman had an onset of cervical dystonia 3 months after
a whiplash injury. She was first injected with BTX-A in December
1990. After eight visits, including boosters, and a total dose of
1850 U BTX-A over 26 months, she became unresponsive to further
treatments and was found to be Ab+ in February 1993. When she was
Ab+, she received a single injection of BTX-B that produced benefit
comparable to that of BTX-A. She was found to be Ab- when retested
in August 1995, and BTX-A was reinjected into her neck muscles I
year later. She had excellent improvement, lasting 3 months, in
her cervical dystonia, but also had right frontalis muscle weakness.
RESULTS
The
mean age at onset among these seven patients was 40 years (range,
17-55 years); six of the seven had the onset of their illness before
age 50. The mean duration of symptoms was 197 months (range, 84-360
months). The mean duration of treatment with BTX-A before the development
of immunoresistance was 27 months (range, 15-43 months), and the
mean total cumulative dose was 1659 U (range, 810-1975 U). The patients
received a mean dose of 207 U (range, 50-400 U) per visit during
an average number of eight visits per patient.

All
patients reverted from BTX-A Ab+ status to BTX-A Ab- status, which
was confirmed by mouse assay performed at a mean interval of 30
months (range, 10-78 months) after the initial antibody test. Six
of the seven Ab+ patients were reinjected with BTX-A after they
reverted to an Ab- status (see Table 1). All improved after the
reinjections, but three lost their response to subsequent injections,
which was confirmed by the reemergence of Ab+. In four of these
patients, response to repeat BTX-A injections was confirmed by weakness
of the right frontalis muscle injected simultaneously.
Some
patients received alternative treatments after thev became immunoresistant
and before they reverted to Ab- status. Three with cervical dystonia
were treated with surgical denervation: two obtained excellent benefit,
and the other had only moderate benefit. Two Ab+ patients received
BTX-F injections over a 2-vear period; both patients improved, although
the effect was briefer (6-8 weeks) than that of BTX-A (12-16 weeks).
One Ab+ patient received one session of BTX-B injections with benefit
similar to that obtained from BTX-A.
DISCUSSION
Since
1897, when Van Ermengen13 first established that botulism is caused
by a bacterial toxin, eight distinct types of botulinum toxins have
been isolated (A, B, C, C2, D, E, F, and G).14 All are neurotoxins
except C2, which is a cytotoxin.14 All can evoke a distinct immunogenic
response in a given individual without crossreactivity, with the
exception of minor antigenic overlap between types C and D and types
E and F.15 The immunologic response to these toxins can be monitored
by detection of antibodies with the mouse protective assay, which
detects antibodies capable of neutralizing the biologic activity
of a lethal dose of toxin. Whether absence of weakness to unilateral
in . ection of frontalis muscle or corrugator muscle correlates
with the presence of antibodies requires further study. Our preliminary
experience, however, succests that this simple technique (injection
of 15 U into one corru-ator muscle and observing for asymmetry in
frowning as evidence of a response) correlates well with Ab status.
The
immunologic response to botulinum toxoids is well documented in
individuals who have received botulinum pentavalent toxoid (A, B,
C, D, and E). 16, 17 In one study, the toxoid was administered at
0, I-, and 12 weeks. 16 Of 23 individuals, 21 (91%) had detectable
BTX-A antibodies after the primary series at the end of 12 weeks.
In the same study, another 21 individuals who had received the primary
series of the toxoid were rechecked for antibodies by using the
same mouse assays after I year, before they received their annual
booster. and only 11 (52%) had detectable antibodies. Of the 21
individuals, 20 (95%) received their first annual booster and all
had become Ab+ to BTX-A toxoid after the booster. A similar observation
was made by Fiock et al. 17 in studying individuals who received
pentavalent toxoid at O-, 2-, and 12-week intervals as a primary
series of vaccination. A significant decrease in the BTX-A antibody
titer was found when these individuals were retested 52 weeks after
the initial toxoid vaccination. All received booster injections
at the 52-week interval, and all had elevated titers to all antigens
(A, B, C, D, and E), except for one individual who persistently
had a negative titer to type B toxoid.17,18
Six
of the patients described here received repeat BTX-A injections
after they turned Ab-, and three lost their clinical benefit to
infrequent injections, presumably because of an anamnestic immunologic
response reactivatedby repeat BTX-A injection. This is analogous
to receiving a booster dose of pentavalent toxoid. 16,17 Indeed,
the reemergence of antibodies was noted in three patients. 16,17
T'he
presence of antibodies to BTX-A toxin did not interfere with the
response to BTX-F injections. 19 This is consistent with the observation
that these neurotoxins are immunologically distinct and evoke a
specific antibody response.15 As expected, individuals who received
pentavalent toxoid (A, B, C, D, and E) failed to show a detectable
antibody titer to BTX-F toxoids.15 The briefer BTX-F effect, however,
necessitates frequent injections and thus increases the risk of
immunoresistance to this type of toxin.20 .BTX-F may be particularly
useful, however, in treating patients previously vaccinated with
the pentavalent toxoid, because this toxoid does not evoke antibodies
against BTX-F.16 BTX-B offers a useful altemative for the treatment
of patients who no loncer respond to BTX-A.21 In addition to its
distinct antigenicity, BTX-B has been observed to evoke weaker immunoaenic
response in the individuals who received botulinum pentavalent toxoid.
16.17
In
conclusion, all of our patients who were Ab+ and later reverted
to Ab- had a good response to BTX-A injections. This benefit, however,
was not maintained in half of the patients, possibly because the
anamnestic immune response was reactivated. Patients immunoresistant
to BTX-A may benefit from the use of other BTX serotypes. It is
not known whether immunosuppression. plasmapheresis, or intravenous
immuno-lobulins would be useful in minimizing the risk of the reemergence
of immunoresistance in these patients, as seen in hemophilic patients
receiving factor VIII replacement with factor VIII antibodies or
in patients with alloimmune thrombocytopenic purpura who develop
antibodies to platelets after receiving platelet replacement. 22.23
Once different types of BTX become clinically available. it may
be prudent to alternate between the different serotypes to increase
the interval between the injections with the same serotype and minimize
the risk of developinneutralizing antibodies.
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Published
in : Movement Disorders Vol. 13, No. 1. 1998, pp. 150-154 ©
1998 Movement Disorder Society
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